Khalilzad and Barno’s strategy ushered in a number of changes. Beginning in 2003, Barno established two ground brigade-level headquarters, one assigned to the hazardous south and the other to the east. As Figure 8.1 shows, the northern half of the country remained largely free from any enemy threat, which meant few international forces were necessary to stabilize the area. The brigade headquarters in the south and east became regional command centers, and each brigade was assigned an area of operations spanning its entire region. All organizations operating in this battle space worked directly for, or in support of, the brigade commander. These numbers eventually increased to 20,000 American and 10,000 NATO soldiers—which still left a ratio of only one soldier per 1,000 Afghans.20 Barno recast United States and other Coalition units to fight a counterinsurgency rather than a counterterrorism mission, and he assigned forces specific territory where they were to secure the population.21 He focused on putting a military and civilian presence in the south and east to create a “security halo” that would ensure protection for the local population.

FIGURE 8.1 U.S. and Coalition Battlefield Geometry, May 200422

The early results were laudable. Following a visit to Afghanistan in October 2003, Secretary of Commerce Donald Evans wrote a memorandum for President Bush stating that Afghanistan was experiencing significant improvement. He visited an Afghan school, had lunch with U.S. troops, held meetings with key Afghan-American business leaders, and talked with senior Afghan government officials, such as Commerce Minister Sayed Mustafa Kazemi. Evans was buoyant, telling President Bush: “I witnessed a people who are enjoying freedom from the repressive Taliban regime. Four years ago there were 800,000 students (all boys) in the Afghan school system. Today, there are 4.5 million students—1.5 million who are girls—embracing their ability to pursue an education and to live in a country of hope and equality.”23

The Afghan National Army (ANA) also made some progress against insurgents. In July 2003, for example, the ANA launched Operation Warrior Sweep with U.S. forces in Paktia Province against Taliban and al Qa’ida forces. This was followed in November 2003 by Operation Mountain Resolve in Nuristan and Kunar Provinces. The ANA deployed outside of Kabul to stem interfactional fighting in such areas as Herat and Meymaneh. During the constitutional loya jirga in December 2003, the ANA was deployed in the capital region to enhance security for the delegates. In 2004, the ANA conducted combat operations with such names as Operation Princess and Operation Ticonderoga in a number of provinces in the east and south. In March 2004, the government deployed some of its newly trained ANA soldiers to Herat to patrol roads, secure government and UN buildings, and institute a curfew following the removal of Ismail Khan. At first their efforts were marred by tensions and frustration. Afghan Army forces clashed with Ismail Khan’s militia, and more than a hundred people were killed. But the ANA eventually succeeded in establishing law and order.

“Perhaps the best example of the competence of the Afghan National Army was their performance in Herat in 2004,” Barno told me. “They didn’t fire into the crowd and they established order. It was a good marker for their capability.”24

One of the greatest achievements for both U.S. and Afghan forces was the return of democracy after a thirty-year hiatus, harkening back to Zahir Shah’s “blueprint for democracy” period in the 1960s and early 1970s. Afghanistan, U.S. policymakers crowed, was establishing a viable and democratic government. In his 2004 State of the Union speech, President Bush announced: “As of this month, that country has a new constitution, guaranteeing free elections and full participation by women.” He continued that the “men and women of Afghanistan are building a nation that is free and proud and fighting terror—and America is honored to be their friend.”25 In January 2004, Afghans had adopted a new constitution, and in October 2004 they elected Hamid Karzai as president. The United States and other Coalition forces had made securing the elections its strategic priority, and it had paid off handsomely.

“It was our main effort,” noted Barno. “Successful elections took a tremendous amount of air out of the Taliban.”26 In September 2005, Afghans elected a new parliament, which included a number of ex- Taliban ministers. One was Abdul Salam Rocketi, a fiery speaker who had earned the alias “Rocketi” for his exceptional skills in targeting Soviet tanks with RPG-7 rockets during the 1980s. Another was Mawlawi Arsallah Rahmani, who was elected to the upper house (Meshrano Jirga). The Hezb-i-Islami party was registered after pledging it had cut ties with Gulbuddin Hekmatyar. Its leader, Khalid Farooqi, was elected to the lower house (Wolesi Jirga).27 Opinion polls showed high levels of support for Karzai. According to one poll in 2005, for example, 83 percent of Afghans rated President Karzai’s work as either excellent or good.28 This was a greater level of support than most Western leaders enjoyed, including George W. Bush, whose approval rating was only 45.7 percent in 2005 as the war in Iraq began to heat up.29

War in Iraq

The gains made by Khalilzad, Barno, and their Afghan allies looked especially promising compared to Iraq, which had quickly deteriorated into a bloody insurgency. Ronald Neumann had gone to Iraq in 2004 as part of the Coalition Provisional Authority (CPA). He went on to serve as the U.S. Embassy’s principal interlocutor with the Multi-National Command in Baghdad, where he was deeply involved in coordinating the political part of military operations in Fallujah, Najaf, and other areas. With great dismay, Neumann watched the situation deteriorate in Iraq. In an informational memo to CPA Administrator Paul Bremer, he described the growth of coordinated “attacks across the country, primarily aimed at police forces in various locations.” Neumann explained that “enemy cells, associated with the Zarqawi group, were moving out of Syria that possibly had the Green Zone on their target list,” referring to the location in central Baghdad that housed the CPA and much of the international personnel.30

In fact, security in Iraq had been deteriorating since the summer of 2003. While senior U.S. government officials publicly assured Americans that the situation was not as bad as press reports indicated, internal CPA documents showed growing alarm. In a June memo to Defense Secretary Rumsfeld, as they prepared to brief President Bush, Bremer noted that the threat to U.S. forces had become multifaceted.

First, elements of the former regime, such as Ba’athists, Fedayeen Saddam, and intelligence agencies had focused their attacks on three targets: Coalition forces, infrastructure, and Iraqi employees of the Coalition. “To date,” Bremer wrote, “these elements do not appear to be subject to central command and control. But there are signs of coordination among them.”31 Former officers of the Mukhabarat, Iraq’s intelligence service, were active in a number of ways, including making radio-detonated bombs. They used money channeled through radical Islamic clerics, who had been funded by wealthy donors in the United Arab Emirates and other Gulf countries. 32 Second was Iranian subversion: “Elements of the Tehran government are actively arming, training and directing militia in Iraq. To date, these armed forces have not been directly involved in attacks on the Coalition. But they pose a longer term threat to law and order in Iraq.” Third, international terrorists— especially jihadists from Saudi Arabia, Syria, and Yemen—had arrived in Iraq to target the United States.33

In a briefing to President Bush at a July 1, 2003, National Security Council meeting, Bremer stated bluntly that “security is not acceptable.” The threat, he continued, was from a conglomeration of Ba’athists, terrorists, Iranians, and criminals. The Iranian focus “is on Shias using several political parties.”34 U.S. security assessments also suggested an increasing tempo of attacks against Coalition forces using small arms, mortars, rocket grenades, and improvised explosive devices (IEDs). According to a CPA analysis, the “attack patterns show emerging regional coordination in: Baghdad, Karbala, Fallujah, Mosul, and Tikrit.” In response, the Coalition conducted a series of offensive operations to pressure insurgent groups and disrupt their activities.35

Reports of the deteriorating security environment began to resonate with the Iraqi public. One of the first public-opinion polls in Iraq after the fall of Saddam Hussein confirmed that Iraqis were “unhappy” with their country.36 A Gallup poll shared among CPA staff indicated that 94 percent of Iraqis in Baghdad believed the city was a more dangerous place to live after the U.S.-led invasion. Majorities also said they were afraid to go outside of their homes during the day (70 percent) and night (80 percent). And anti-American sentiments in much of Iraq were extremely high.37

By 2004, the security situation had become even worse in Iraq. Insurgents mounted attacks on the oil pipelines, denying the government petroleum revenues. A CPA assessment of critical infrastructure declared that “the Former Regime Elements demonstrate some agility in switching their attacks between Oil, Power and Rail—but greater ruthlessness should be anticipated. Damage to pylons, oil pipes and rail track is unacceptable but relatively

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