circumstances of small-town America as Anderson saw it at the turn of the century? Or d—s he feel that he is sketching an inescapable human condition which makes all of us bear the burden of loneliness? Alice Hindman in the story 'Adventure' turns her face to the wall and tries 'to force herself to face the fact that many people must live and die alone, even in Winesburg.' Or especially in Winesburg? Such impressions have been put in more general terms in Anderson 's only successful novel, Poor White:

  All men lead their lives behind a wall of misunderstanding they have themselves built, and most men die in silence and unnoticed behind the walls. Now and then a man, cut off from his fellows by the peculiarities of his nature, becomes absorbed in doing something that is personal, useful and beautiful. Word of his activities is carried over the walls.

  These 'walls' of misunderstanding are only seldom due to physical deformities (Wing Biddlebaum in 'Hands') or oppressive social arrangements (Kate Swift in 'The Teacher.') Misunderstanding, loneliness, the inability to articulate, are all seen by Anderson as virtually a root condition, something deeply set in our natures. Nor are these people, the grotesques, simply to be pitied and dismissed; at some point in their lives they have known desire, have dreamt of ambition, have hoped for friendship. In all of them there was once something sweet, 'like the twisted little apples that grow in the orchards in Winesburg.' Now, broken and adrift, they clutch at some rigid notion or idea, a 'truth' which turns out to bear the stamp of monomania, leaving them helplessly sputtering, desperate to speak out but unable to. Winesburg, Ohio registers the losses inescapable to life, and it d—s so with a deep fraternal sadness, a sympathy casting a mild glow over the entire book. 'Words,' as the American writer Paula Fox has said, 'are nets through which all truth escapes.' Yet what do we have but words?

  They want, these Winesburg grotesques, to unpack their hearts, to release emotions buried and festering. Wash Williams tries to explain his eccentricity but hardly can; Louise Bentley 'tried to talk but could say nothing'; Enoch Robinson retreats to a fantasy world, inventing 'his own people to whom he could really talk and to whom he explained the things he had been unable to explain to living people.'

  In his own somber way, Anderson has here touched upon one of the great themes of American literature, especially Midwestern literature, in the late nineteenth and early twentieth centuries: the struggle for speech as it entails a search for the self. Perhaps the central Winesburg story, tracing the basic movements of the book, is 'Paper Pills,' in which the old Doctor Reefy sits 'in his empty office close by a window that was covered with cobwebs,' writes down some thoughts on slips of paper ('pyramids of truth,' he calls them) and then stuffs them into his pockets where they 'become round hard balls' soon to be discarded. What Dr. Reefy's 'truths' may be we never know; Anderson simply persuades us that to this lonely old man they are utterly precious and thereby incommunicable, forming a kind of blurred moral signature.

  After a time the attentive reader will notice in these stories a recurrent pattern of theme and incident: the grotesques, gathering up a little courage, venture out into the streets of Winesburg, often in the dark, there to establish some initiatory relationship with George Willard, the young reporter who hasn't yet lived long enough to become a grotesque. Hesitantly, fearfully, or with a sputtering incoherent rage, they approach him, pleading that he listen to their stories in the hope that perhaps they can find some sort of renewal in his youthful voice. Upon this sensitive and fragile boy they pour out their desires and frustrations. Dr. Parcival hopes that George Willard 'will write the book I may never get written,' and for Enoch Robinson, the boy represents 'the youthful sadness, young man's sadness, the sadness of a growing boy in a village at the year's end [which may open] the lips of the old man.'

  What the grotesques really need is each other, but their estrangement is so extreme they cannot establish direct ties-they can only hope for connection through George Willard. The burden this places on the boy is more than he can bear. He listens to them attentively, he is sympathetic to their complaints, but finally he is too absorbed in his own dreams. The grotesques turn to him because he seems 'different'-younger, more open, not yet hardened-but it is precisely this 'difference' that keeps him from responding as warmly as they want. It is hardly the boy's fault; it is simply in the nature of things. For George Willard, the grotesques form a moment in his education; for the grotesques, their encounters with George Willard come to seem like a stamp of hopelessness.

  The prose Anderson employs in telling these stories may seem at first glance to be simple: short sentences, a sparse vocabulary, uncomplicated syntax. In actuality, Anderson developed an artful style in which, following Mark Twain and preceding Ernest Hemingway, he tried to use American speech as the base of a tensed rhythmic prose that has an economy and a shapeliness seldom found in ordinary speech or even oral narration. What Anderson employs here is a stylized version of the American language, sometimes rising to quite formal rhetorical patterns and sometimes sinking to a self-conscious mannerism. But at its best, Anderson 's prose style in Winesburg, Ohio is a supple instrument, yielding that 'low fine music' which he admired so much in the stories of Turgenev.

  One of the worst fates that can befall a writer is that of self-imitation: the effort later in life, often desperate, to recapture the tones and themes of youthful beginnings. Something of the sort happened with Anderson 's later writings. Most critics and readers grew impatient with the work he did after, say, 1927 or 1928; they felt he was constantly repeating his gestures of emotional 'groping'-what he had called in Winesburg, Ohio the 'indefinable hunger' that prods and torments people. It became the critical fashion to see Anderson 's 'gropings' as a sign of delayed adolescence, a failure to develop as a writer. Once he wrote a chilling reply to those who dismissed him in this way: 'I don't think it matters much, all this calling a man a muddler, a groper, etc… The very man who throws such words as these knows in his heart that he is also facing a wall.' This remark seems to me both dignified and strong, yet it must be admitted that there was some justice in the negative responses to his later work. For what characterized it was not so much 'groping' as the imitation of 'groping,' the self-caricature of a writer who feels driven back upon an earlier self that is, alas, no longer available.

  But Winesburg, Ohio remains a vital work, fresh and authentic. Most of its stories are composed in a minor key, a tone of subdued pathos-pathos marking both the nature and limit of Anderson 's talent. (He spoke of himself as a 'minor writer.') In a few stories, however, he was able to reach beyond pathos and to strike a tragic note. The single best story in Winesburg, Ohio is, I think, 'The Untold Lie,' in which the urgency of choice becomes an outer sign of a tragic element in the human condition. And in Anderson 's single greatest story, 'The Egg,' which appeared a few years after Winesburg, Ohio, he succeeded in bringing together a surface of farce with an undertone of tragedy. 'The Egg' is an American masterpiece.

  Anderson 's influence upon later American writers, especially those who wrote short stories, has been enormous. Ernest Hemingway and William Faulkner both praised him as a writer who brought a new tremor of feeling, a new sense of introspectiveness to the American short story. As Faulkner put it, Anderson's 'was the fumbling for exactitude, the exact word and phrase within the limited scope of a vocabulary controlled and even repressed by what was in him almost a fetish of simplicity… to seek always to penetrate to thought's uttermost end.' And in many younger writers who may not even be aware of the Anderson influence, you can see touches of his approach, ech—s of his voice.

  Writing about the Elizabethan playwright John Ford, the p—t Algernon Swinburne once said: 'If he touches you once he takes you, and what he takes he keeps hold of; his work becomes part of your thought and parcel of your spiritual furniture forever.' So it is, for me and many others, with Sherwood Anderson.

  To the memory of my mother, EMMA SMITH ANDERSON, whose keen observations on the life about her first awoke in me the hunger to see beneath the surface of lives, this book is dedicated.

The Tales And The Persons

The Book Of The Grotesque

  The writer, an old man with a white mustache, had some difficulty in getting into bed. The windows of the house in which he lived were high and he wanted to look at the trees when he awoke in the morning. A carpenter came to fix the bed so that it would be on a level with the window.

  Quite a fuss was made about the matter. The carpenter, who had been a soldier in the Civil War, came into the writer's room and sat down to talk of building a platform for the purpose of raising the bed. The writer had cigars lying about and the carpenter smoked.

  For a time the two men talked of the raising of the bed and then they talked of other things. The soldier got on the subject of the war. The writer, in fact, led him to that subject. The carpenter had once been a prisoner in Andersonville prison and had lost a brother. The brother had died of starvation, and whenever the carpenter got upon that subject he cried. He, like the old writer, had a white mustache, and when he cried he puckered up his lips and the mustache bobbed up and down. The weeping old man with the cigar in his mouth was ludicrous. The plan the writer had for the raising of his bed was forgotten and later the carpenter did it in his own way and the writer, who was past sixty, had to help himself with a chair when he went to bed at night.

  In his bed the writer rolled over on his side and lay quite still. For years he had been beset with notions concerning his heart. He was a hard smoker and his heart fluttered. The idea had got into his mind that he would some time die unexpectedly and always when he got into bed he thought of that. It did not alarm him. The effect in fact was quite a special thing and not easily explained. It made him more alive, there in bed, than at any other time. Perfectly still he lay and his body was old and not of much use any more,

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