Morale in Hungarian units was not improved by the way the officers treated their men. Field punishment in the allied armies could be arbitrary, if not chaotic. ‘A man went to his comrade without the permission of his detachment commander,’ Corporal Balogh recorded on 3 July. ‘They wanted to hang him, but changed the punishment to eight hours’ guard at night, but this was also postponed. Three other soldiers were hanged, however. To my regret, it is as if we were still living in the fourteenth century.’ Romanian soldiers could still be condemned to flogging by their officers. Disciplinary measures had become even more necessary after the Romanian forces suffered 98,000 casualties in the siege of Odessa during the late summer of 1941. Few of them had understood the reason for continuing to advance east of the Dniester, once Bessarabia had been reoccupied.

The Balkan attitude to war remained primitive in other ways. A number of soldiers expressed their disappointment at the shortage of pickings in Russia after all that their officers had promised them. ‘The habit of looting is in the blood of Germans and Hungarians alike,’ one of them naively admitted to his NKVD interrogator after capture.

The true weakness of these allied armies was not put to the test until that autumn. By the time that Hitler came to recognize, but not to acknowledge, the mistake, it was too late to evade disaster. When one contemplates Hitler’s almost compulsively over-optimistic ambitions at this stage, it is clear that he never read, or never digested, Leo Tolstoy’s tale, ‘How Much Land Does a Man Need?’ written in 1886. In it a wealthy peasant named Pahom is told of the rich earth in the land of the Bashkirs beyond the Volga. They are simple folk and he will be able to get all the land he wants from them without much trouble. When Pahom reaches the land of the Bashkirs, they tell him that for a thousand roubles he can have as much land as he can walk round in a day. Pahom, despising them for their lack of sophistication, is exultant. He is certain that he can enclose a huge distance. Almost as soon as he starts out, however, he spots one attractive feature after another that he decides to include, a pond over there, or a stretch of land that would be good for flax. Then, he notices that the sun is starting to go down. Realizing that he risks losing everything, he runs faster and faster to make it back in time. ‘I have grasped too much’, he tells himself, ‘and ruined the whole affair.’ The effort kills him. He dies at the finishing post, and that is where he is buried. ‘Six feet from his head to his heels was all he needed,’ was Tolstoy’s conclusion. The difference in the story less than sixty years later was that it was not a single man buried there in the steppe, but hundreds of thousands of proxies.

7. ‘Not One Step Backwards’

On 28 July 1942, while Hitler was still celebrating the capture of Rostov, Stalin sensed that the moment of crisis was at hand. Soviet forces retreating from Paulus’s Sixth Army faced annihilation west of the Don. If the Germans then advanced across the Volga, forty miles further on, the country would be cut in two. Convoy PQ-17 had just been destroyed in the Barents Sea and the new Anglo-American supply line across Persia would soon be threatened. The Soviet Union faced strangulation.

That day, Stalin suddenly stopped pacing up and down his office in the Kremlin while listening to a report from General Vasilevsky. ‘They’ve forgotten my Stavka Order!’ he burst out. This order, issued the previous August, stated that ‘anyone who removes his insignia during battle and surrenders should be regarded as a malicious deserter, whose family is to be arrested as the family of a breaker of the oath and betrayer of the Motherland. Such deserters are to be shot on the spot. Those falling into encirclement… and who prefer to surrender are to be destroyed by any means, while their families are to be deprived of all state allowance and assistance.’

‘They’ve forgotten it!’ Stalin said again. ‘Write a new one on the same lines.’

‘When do you want me to report with the new order?’ Vasilevsky asked.

‘Today. Come back as soon as it is ready.’

Vasilevsky returned that evening with the draft of Order No. 227, more commonly known as ‘Not One Step Backwards’. Stalin made many changes, then signed it. The order was to be read to all troops in the Red Army. ‘Panic-mongers and cowards must be destroyed on the spot. The retreat mentality must be decisively eliminated. Army commanders who have allowed the voluntary abandonment of positions must be removed and sent for immediate trial by military tribunal.’ Anyone who surrendered was ‘a traitor to the Motherland’. Each army had to organize ‘three to five well-armed detachments (up to 200 men each)’ to form a second line to shoot down any soldier who tried to run away. Zhukov implemented this order on the Western Front within ten days, using tanks manned by specially selected officers. They followed the first wave of an attack, ready ‘to combat cowardice’, by opening fire on any soldiers who wavered.

Three camps were set up for the interrogation of anyone who had escaped from German custody or encirclement. Commanders permitting retreat were to be stripped of their rank and sent to penal companies or battalions. The first on the Stalingrad Front came into being three weeks later on 22 August, the day before the Germans reached the Volga.

Penal companies — shtrafroty — were to perform semi-suicidal tasks such as mine clearance during an attack. Altogether some 422,700 Red Army men would ‘atone with their blood for the crimes they have committed before the Motherland’. The idea so appealed to the Soviet authorities that civilian prisoners were transferred from the Gulag to shtraf units, some say almost a million, but this may well be an exaggeration. Promises of redemption through bravery usually proved to be false, mainly because of bureaucratic indifference. Men were left to die in their ranks. On the Stalingrad Front, the 51st Army was told to round up officers who had escaped from encirclement. The first group of fifty-eight officers heard that they would be sent in front of a commission to allocate them to new units, but nobody bothered to interrogate them. Instead, they found themselves, without trial or warning, in penal companies. By the time the mistake came to light nearly two months later, they were ‘already wounded or killed’.

The system of NKVD Special Departments, re-established the year before to deal with ‘traitors, deserters and cowards’, was strengthened. The Special Department or OO (Osobyi Otdel) dated back to 1919, when Lenin and Felix Dzerzhinsky, the head of the Cheka, wanted complete control over the armed forces. In April 1943, less than two months after the battle of Stalingrad finished, the Special Departments, under their chief, Viktor Abakumov, became SMERSH, the acronym for Smert Shpionam — Death to Spies.

Rifle divisions had an NKVD Special Department staff of up to twenty officers, with one ‘Operational representative’ per battalion, and a headquarters guard unit of twenty to thirty men, who held prisoners and executed ‘cowards and traitors’. The Special Department officer recruited his own agents and informers. According to a former SMERSH informer, he tended to be ‘pale because they usually worked during the night’, and, on parade, he ‘looked closely in our faces as if he knew something bad about each one of us’.

NKVD Special Departments took their work of rooting out spies and traitors with great seriousness. An officer, using the name Brunny, wrote to the author and journalist llya Ehrenburg complaining that the newspapers did not publish enough in praise of the Special Departments. ‘It is very difficult to discover an experienced fascist spy. This requires great intelligence and a good eye. An NKVD soldier should be very keen and know the special rules of this game. The press publishes much about the terrible deeds of the Germans, which is necessary. But it is also important to make our soldiers hate traitors.’

The Wehrmacht tried to exploit the Stalinist approach to loyalty. One German instruction strongly recommended that Soviet prisoners should be warned ‘of the treatment which awaits them at the hands of the NKVD’ should they manage to escape ‘from German captivity and return to the Red Army’.

Another department of the NKVD, set up by Beria in the autumn of 1939, dealt with enemy prisoners of war. Its first major task had been the liquidation of over 4,000 Polish officers in the forest at Katyn. In the summer of 1942, however, its officers were underemployed because so few Germans were captured during the Axis advance.

Every member of a small detachment from the 29th Motorized Division of Fourth Panzer Army was interrogated by Lieutenant Lepinskaya from the political department of South-Western Front headquarters. Her questions to gauge their morale provided little encouraging material. ‘Most of the soldiers want to fight to the end,’ she had to report. ‘No cases of desertion or self-inflicted wounds. Officers strict but fair.’

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