formal claim over a weaker one. “Colonialism,” Abernethy writes, “is the set of formal policies, informal practices, and ideologies employed by a metropole to retain control of a colony and to benefit from control. Colonialism is the consolidation of empire, the effort to extend and deepen governance claims made in an earlier period of empire building.”19

Of course, European imperialism was indeed intimately linked to colonies and committed to fostering emigration to its possessions on a truly stupendous scale. Millions of Europeans migrated to the communities created by imperialism in North and South America, Australia, New Zealand, and South Africa. In turn, millions of Africans were transported as slaves to American and Caribbean colonies. As the Europeans expanded globally, their political leaders and colonial administrators paid millions of Chinese and Indians to emigrate or tricked them into emigrating—sometimes as indentured servants—to European and American colonies and territories in Southeast Asia, the Indian Ocean, the Caribbean, Africa, and the United States.

European nations also systematically used their colonies as dumping grounds for their criminals and political dissidents in conscious attempts to forestall domestic revolution. Governments imposed sentences of “transportation” in order to get rid of those they thought might become radicals or revolutionaries. After the 1848 workers’ uprising in Paris, the French government paid more than fifteen thousand Parisians to move to colonial Algeria. The British commonly transported Irish and other radicals to prison colonies in North America and, after the American Revolution, Australia. Against this background, Abernethy naturally argues that the very concept of imperialism makes no sense once colonialism and colonialists are removed from the picture.

But this is a historically circumscribed view. As time passed, emigration and colonialism became less frequent accompaniments of imperialism. Today imperialism manifests itself in several different and evolving forms and no particular institution—except for militarism—defines the larger phenomenon. Imperialism and militarism are inseparable—both aim at extending domination; “where the one,” in Vagts’s terms, “looks primarily for more territory, the other covets more men and more money.”20 Certainly, there are several kinds of imperialism that do not involve the attempt to create colonies. The characteristic institution of so-called neocolonialism is the multinational corporation covertly supported by an imperialist power. This form of imperialism reduces the political costs and liabilities of colonialism by maintaining a facade of nominal political independence in the exploited country. As the Cuban revolutionary Che Guevara observed, neocolonialism “is the most redoubtable form of imperialism—most redoubtable because of the disguises and deceits that it involves, and the long experience that the imperialist powers have in this type of confrontation.”21

The multinational corporation partly replicates one of the earliest institutions of imperialism, the chartered company. In such classically mercantilist organizations, the imperialist country authorized a private company to exploit and sometimes govern a foreign territory on a monopoly basis and then split the profits between government officials and private investors. The best known of these were the English East India Company, formed in 1600; the Dutch East India Company, created in 1602; the French East India Company in 1664; and the Hudson’s Bay Company in 1670. The chartered company and the modern multinational corporation differ primarily in that the former never pretended to believe in free trade whereas multinational corporations use “free trade” as their mantra.

Neither formal colonialism nor the neocolonialism of the chartered company or multinational corporation exhausts the institutional possibilities of imperialism. For example, neocolonial domination need not be economic. It can be based on a kind of international protection racket—mutual defense treaties, military advisory groups, and military forces stationed in foreign countries to “defend” against often poorly defined, overblown, or nonexistent threats. This arrangement produces “satellites”—ostensibly independent nations whose foreign relations and military preparedness revolve around an imperialist power. Such was the case during the Cold War with the East European satellites of the former Soviet Union and the East Asian satellites of the United States, which at one time included Taiwan, the Philippines, South Vietnam, and Thailand but now are more or less reduced to Japan and South Korea.

The self-governing dominion of the British Empire has been a variant of the satellite. Canada, Australia, and New Zealand have been distinguished from other British crown colonies entirely along racial lines: unlike those not given dominion status, they are populated primarily by white European emigrants. Still another variant is the client state, a dependency of an imperialist power whose resources, strategic location, or influence may sometimes offer it the leeway to dictate policy to the dominant power while still relying on it for extensive support. Examples would include Israel vis-a-vis the United States, China and Vietnam vis-a-vis the USSR before the Sino-Soviet split, and North Korea between 1960 and 1990, when it could play China and the Soviet Union against each other.

During the Cold War, the United States and the Soviet Union each claimed to be opposed to old-style European imperialism and thus not to be imperialist powers. Long before World War II, however, both countries had built empires—the United States in Latin America and the Pacific, the Russians in the Caucasus and Central Asia—and both acquired new territories in the course of fighting that war. Each, however, had to disguise its long-standing imperialist practices as something far more benign, and each, in the Cold War years, developed a set of elaborate myths about the threat of the other side and the need to maintain “forward deployed” military forces constantly ready to repel a “first strike.” The world’s two most powerful nations agreed on at least one thing—that their military presences were required on all the continents of the world in order to forestall a superpower war.

The foreign military bases of both superpowers became the characteristic institutions of a new form of imperialism. Both countries enthusiastically adopted the idea that they were in mortal danger from each other, even though they had been allies during World War II. The Cold War, and particularly the standoff in Central Europe, had conveniently defined the purpose of the approximately 1,700 U.S. military installations in about one hundred countries that existed during that period.22 The forces on these bases were all engaged in a grand project to “contain Soviet expansionism,” just as the Soviet Union’s forces were said to be thwarting “American aggression.”23 In 1989, while the Soviet Union started giving its satellites their freedom and then fell apart in the course of glasnost—of trying to explain how it had acquired them in the first place—the United States was still engaged in the brutal repression of rebellions or rebellious regimes in the small countries of Central America in the name of preventing a Soviet takeover in the New World.

The military paranoia of the Cold War promoted massive military-industrial complexes in both the United States and the USSR and helped maintain high levels of employment through “military Keynesianism”—that is, substantial governmental expenditures on munitions and war preparedness. The Cold War also promoted employment in the armed forces themselves, in huge espionage and clandestine service apparatuses, and in scientific and strategic research institutes in universities that came to serve the war machine. Both countries wasted resources at home, undercut democracy whenever it was inconvenient abroad, promoted bloody coups and interventions against anyone who resisted their plans, and savaged the environment with poorly monitored nuclear weapons production plants. Official propagandists justified the crimes and repressions of each empire by arguing that at least a cataclysmic nuclear war had been avoided and the evil intentions of the other empire thwarted or contained.

But was there ever a real threat? In 1945, at their famed meeting in Yalta in anticipation of Germany’s surrender a few months later, Roosevelt and Stalin divided Europe into “Western” and Russian spheres of influence at the Elbe River and agreed on how to apportion the spoils in East Asia after the defeat of Japan. Over the succeeding forty-five years, neither side ever showed any serious inclination to overstep the Yalta boundaries. Despite military probings in Berlin and Korea, the American decision to build a separate state in its half of occupied Germany, intense rivalry between the intelligence services of the two superpowers, bitter proxy wars in Vietnam and Afghanistan, and a single moment in 1962 when a nuclear conflagration seemed imminent, the Cold War became as much as anything a mutually acceptable explanation for why the world remained split largely where the victorious armies of World War II had stopped.

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