while continuing to live in traditional dwellings. Among the supposedly conservative Aboriginal Australians as well, there are receptive societies along with conservative ones. At the one extreme, the Tasmanians continued to use stone tools superseded tens of thousands of years earlier in Europe and replaced in most of mainland Australia too. At the opposite extreme, some aboriginal fishing groups of southeastern Australia devised elaborate technologies for managing fish populations, including the construction of canals, weirs, and standing traps. Thus, the development and reception of inventions vary enormously from society to society on the same continent. They also vary over time within the same society. Nowadays, Islamic societies in the Middle East are relatively conservative and not at the forefront of technology. But medieval Islam in the same region was technologically advanced and open to innovation. It achieved far higher literacy rates than contemporary Europe; it assimilated the legacy of classical Greek civilization to such a degree that many classical Greek books are now known to us only through Arabic copies; it invented or elaborated windmills, tidal mills, trigonometry, and lateen sails; it made major advances in metallurgy, mechanical and chemical engineering, and irrigation methods; and it adopted paper and gunpowder from China and transmitted them to Europe. In the Middle Ages the flow of technology was overwhelmingly from Islam to Europe, rather than from Europe to Islam as it is today. Only after around a.d. 1500 did the net direction of flow begin to reverse. Innovation in China too fluctuated markedly with time. Until around a.d. 1450, China was technologically much more innovative and advanced than Europe, even more so than medieval Islam. The long list of Chinese inventions includes canal lock gates, cast iron, deep drilling, efficient animal harnesses, gunpowder, kites, magnetic compasses, movable type, paper, porcelain, printing (except for the Phaistos disk), sternpost rudders, and wheelbarrows. China then ceased to be innovative for reasons about which we shall speculate in the Epilogue. Conversely, we think of western Europe and its derived North American societies as leading the modern world in technological innovation, but technology was less advanced in western Europe than in any other 'civilized' area of the Old World until the late Middle Ages. Z 5 4 'GUNS,GERMS. AND STEEL Thus, it is untrue that there are continents whose societies have tended to be innovative and continents whose societies have tended to be conservative. On any continent, at any given time, there are innovative societies and also conservative ones. In addition, receptivity to innovation fluctuates in time within the same region. On reflection, these conclusions are precisely what one would expect if a society's innovativeness is determined by many independent factors. Without a detailed knowledge of all of those factors, innovativeness becomes unpredictable. Hence social scientists continue to debate the specific reasons why receptivity changed in Islam, China, and Europe, and why the Chimbus, Ibos, and Navajo were more receptive to new technology than were their neighbors. To the student of broad historical patterns, though, it makes no difference what the specific reasons were in each of those cases. The myriad factors affecting innovativeness make the historian's task paradoxically easier, by converting societal variation in innovativeness into essentially a random variable. That means that, over a large enough area (such as a whole continent) at any particular time, some proportion of societies is likely to be innovative. where do innovations actually come from? For all societies except the few past ones that were completely isolated, much or most new technology is not invented locally but is instead borrowed from other societies. The relative importance of local invention and of borrowing depends mainly on two factors: the ease of invention of the particular technology, and the proximity of the particular society to other societies. Some inventions arose straightforwardly from a handling of natural raw materials. Such inventions developed on many independent occasions in world history, at different places and times. One example, which we have already considered at length, is plant domestication, with at least nine independent origins. Another is pottery, which may have arisen from observations of the behavior of clay, a very widespread natural material, when dried or heated. Pottery appeared in Japan around 14,000 years ago, in the Fertile Crescent and China by around 10,000 years ago. and in Amazonia, Africa's Sahel zone, the U.S. Southeast, and Mexico thereafter. An example of a much more difficult invention is writing, which does not suggest itself by observation of any natural material. As we saw in Chapter 12, it had only a few independent origins, and the alphabet arose NECESSITY'SMOTHER • Z 5 5 apparently only once in world history. Other difficult inventions include the water wheel, rotary quern, tooth gearing, magnetic compass, windmill, and camera obscura, all of which were invented only once or twice in the Old World and never in the New World. Such complex inventions were usually acquired by borrowing, because they spread more rapidly than they could be independently invented locally. A clear example is the wheel, which is first attested around 3400 b.c. near the Black Sea, and then turns up within the next few centuries over much of Europe and Asia. All those early Old World wheels are of a peculiar design: a solid wooden circle constructed of three planks fastened together, rather than a rim with spokes. In contrast, the sole wheels of Native American societies (depicted on Mexican ceramic vessels) consisted of a single piece, suggesting a second independent invention of the wheel— as one would expect from other evidence for the isolation of New World from Old World civilizations. No one thinks that that same peculiar Old World wheel design appeared repeatedly by chance at many separate sites of the Old World within a few centuries of each other, after 7 million years of wheelless human history. Instead, the utility of the wheel surely caused it to diffuse rapidly east and west over the Old World from its sole site of invention. Other examples of complex technologies that diffused east and west in the ancient Old World, from a single West Asian source, include door locks, pulleys, rotary querns, windmills—and the alphabet. A New World example of technological diffusion is metallurgy, which spread from the Andes via Panama to Mesoamerica. When a widely useful invention does crop up in one society, it then tends to spread in either of two ways. One way is that other societies see or learn of the invention, are receptive to it, and adopt it. The second is that societies lacking the invention find themselves at a disadvantage visa-vis the inventing society, and they become overwhelmed and replaced if the disadvantage is sufficiently great. A simple example is the spread of muskets among New Zealand's Maori tribes. One tribe, the Ngapuhi, adopted muskets from European traders around 1818. Over the course of the next 15 years, New Zealand was convulsed by the so-called Musket Wars, as musketless tribes either acquired muskets or were subjugated by tribes already armed with them. The outcome was that musket technology had spread throughout the whole of New Zealand by 1833: all surviving Maori tribes now had muskets. 256• GUNS, GtRMS, AND STEEL When societies do adopt a new technology from the society that invented it, the diffusion may occur in many different contexts. They include peaceful trade (as in the spread of transistors from the United States to Japan in 1954), espionage (the smuggling of silkworms from Southeast Asia to the Mideast in a.d. 552), emigration (the spread of French glass and clothing manufacturing techniques over Europe by the 200,000 Huguenots expelled from France in 1685), and war. A crucial case of the last was the transfer of Chinese papermaking techniques to Islam, made possible when an Arab army defeated a Chinese army at the battle of Talas River in Central Asia in a.d. 751, found some papermakers among the prisoners of war, and brought them to Samarkand to set up paper manufacture. In Chapter 12 we saw that cultural diffusion can involve either detailed 'blueprints' or just vague ideas stimulating a reinvention of details. While Chapter 12 illustrated those alternatives for the spread of writing, they also apply to the diffusion of technology. The preceding paragraph gave
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