Caesar crossed the Rubicon, the Republic imploded, and none was left at all As a result, a thousand years of civic self-government were brought to an end, and not for another thousand, and more, would it become a living reality again.”17
The Roman Republic failed to adjust to the unintended consequences of its imperialism, leading to drastic alterations in its form of government. The militarism that inescapably accompanied Rome’s imperial projects slowly undermined its constitution as well as the very genuine political and human rights its citizens enjoyed. The American republic has, of course, not yet collapsed; it is just under great strain as its imperial presidency and its increasingly powerful military legions undermine Congress and the courts. However, the Roman outcome—turning over power to a dictator backed by military force welcomed by ordinary citizens because it seems to bring stability —suggests what might well happen sometime in the future as a result of George Bush’s contempt for the separation of powers.
Obviously, there is nothing deterministic about such a progression, and many prominent Romans, notably Brutus and Cicero, paid with their lives trying to head it off. But there is something utterly logical about it. Republican checks and balances are simply incompatible with the maintenance of a large empire and a huge standing army. Democratic nations sometimes acquire empires, which they are reluctant to give up because they are a source of wealth and national pride, but their domestic liberties are thereby put at risk.
Many current aspects of our American government suggest a Romanlike fatigue with republican proprieties. As Holland puts it, “The Roman people, ... in the end, grew tired of antique virtues, preferring the comforts of easy slavery and peace.”18 After Congress voted in October 2002 to give the president unrestricted power to use any means, including military force and nuclear weapons, in a preventive strike against Iraq whenever he— and he alone—deemed it “appropriate,” it would be hard to argue that the governmental structure laid out in the Constitution of 1787 bears much relationship to the one that prevails today in Washington.
The Roman Republic is conventionally dated from 509 to 27 BC, even though Romulus’s founding of the city is traditionally said to have occurred in 753 BC. All we know about its past, including those first two centuries, comes from the histories written by Livy and others and from the discoveries of modern archaeology. For the century preceding the republic, Rome was ruled by Etruscan kings from their nearby state of Etruria (modern Tuscany). In 510 BC, according to legend, Sextus, the son of King Tarquinius Superbus (“King Tarquin”), raped Lucretia, the daughter of a leading Roman family. A group of aristocrats backed by the Roman citizenry revolted against this outrage and expelled the Etruscans from Rome. The rebels were determined that never again would any single man be allowed to obtain supreme power in the city, and they created a system that for four centuries more or less succeeded in preventing that from happening. “This was the main principle,” writes Everitt, “that underpinned constitutional arrangements which, by Cicero’s time, were of a baffling complexity.”19
At the heart of the unwritten Roman constitution was the Senate, which, by the early years of the first century BC, was composed of about three hundred members from whose ranks two chief executives, called consuls, were elected. The consuls took turns being in charge for a month, and neither could hold office for more than a year. Over time an amazing set of checks and balances evolved to ensure that the consuls and other executives whose offices conferred on them imperium—the right to command an army, to interpret and carry out the law, and to pass sentences of death—did not entertain visions of grandeur and overstay their welcome. At the heart of these restraints were the principles of collegiality and term limits. The first meant that for every office there were at least two incumbents, neither of whom had seniority or superiority over the other. Office holders were normally limited to one-year terms and could be re-elected to the same office only after waiting ten years. Senators had to serve two to three years in lower offices—as quaestors, tribunes, aediles, or praetors— before they were eligible for election to a higher office, including the consulship. All office holders could veto the acts of their equals, and higher officials could veto decisions of lower ones. The chief exception to these rules was the office of “dictator,” appointed by the Senate in times of military emergency. There was always only one dictator and his decisions were immune to veto; according to the constitution, he could hold office for only six months or the duration of a crisis, whichever was shorter.
Once an official had ended his term as consul or praetor, the next post below consul, he was posted somewhere in Italy or abroad as governor of a province or colony and given the title of proconsul. For example, after serving as consul in 63 BC (the year of Octavian’s birth), Cicero was sent to govern the colony of Cilicia in present- day southern Turkey, where his duties were both military and civilian. Apologists for the U.S. military today like to compare its regional commanders in chief for the Middle East (Centcom), Europe (Eucom), the Pacific (Pacom), Latin America (Southcom), and the United States itself (Northcom) to Roman proconsuls.20 But the Roman officials were seasoned members of the Senate who had first held the highest executive post in the country, whereas American regional commanders are generals or admirals who have served their entire careers away from civilian concerns and have risen through the military ranks generally by managing to avoid egregious mistakes.
It is also important that during Rome’s wars one or both consuls actually commanded the legions in the field. The American idea that the president acts as commander in chief of the armed forces probably derives from this precedent. But there was a difference: “The consuls may not have been always great, or even good, generals, but they were always soldiers of experience, because it was a requirement of a candidate for office in Rome during the Republic that he had to have a record of at least ten military campaigns.”21 During the administration of George W. Bush, neither the president, nor any appointive officer other than his first secretary of state, had any experience of war or barracks life.
Over time, Rome’s complex system was made even more complex by the class struggle embedded in its society. During the first two centuries of the republic, what appeared to be a participatory democracy was in fact an oligarchy of aristocratic families who dominated the Senate. As Holland argues, “The central paradox of Roman society . . . [was] that savage divisions of class could coexist with an almost religious sense of community.”22 Parenti puts it this way: “In the second century BC, the senatorial nobles began to divide into two groups, the larger being the self-designated optimates (‘best men’), who were devoted to upholding the politico-economic prerogatives of the well-born.... The smaller faction within the nobility, styled the populares or ‘demagogues’ by their opponents, were reformers who sided with the common people on various issues. Julius Caesar is considered the leading popularis and the last in a line extending from 133 to 44 BC.”23 Everitt sees the problem in a broader perspective: “Since the fall of the monarchy in 510 BC, Roman domestic politics had been a long, inconclusive class struggle, suspended for long periods by foreign wars.”24
After about 494 BC, when the plebs—that is, the ordinary, nonaristocratic citizens of Rome—had brought the city to a standstill by withholding their labor, a new institution came into being to defend their rights. These were the tribunes of the people, charged with protecting the lives and property of plebeians. Tribunes could veto any election, law, or decree of the Senate, of which they were ex officio members, as well as the acts of all other officials (except a dictator). They could also veto one another’s vetoes. They did not have executive authority; their function was essentially negative. Controlling appointments to the office of tribune later became very important to generals like Julius Caesar, who based their power on the armies plus the support of the populares against the aristocrats.
The system worked well enough and afforded extraordinary freedoms to the citizens of Rome so long as all members of the Senate recognized that compromise and consensus were the only ways to get anything done. Everitt poses the issue in terms of the different perspectives of Cicero and Caesar; Cicero was the most intellectual defender of the Roman constitution whereas Caesar was Rome’s, and perhaps history’s, greatest general. Both were former consuls: “Cicero’s weakness as a politician was that his principles rested on a mistaken analysis. He failed to understand the reasons for the crisis that tore apart the Roman Republic. Julius Caesar, with the pitiless