2. I 6 •GUNS,GERMS, AND STEEL political organization as a modern agent of conquest. The commands of the monarchs and merchants who organized colonizing fleets were conveyed in writing. The fleets set their courses by maps and written sailing directions prepared by previous expeditions. Written accounts of earlier expeditions motivated later ones, by describing the wealth and fertile lands awaiting the conquerors. The accounts taught subsequent explorers what conditions to expect, and helped them prepare themselves. The resulting empires were administered with the aid of writing. While all those types of information were also transmitted by other means in preliterate societies, writing made the transmission easier, more detailed, more accurate, and more persuasive. Why, then, did only some peoples and not others develop writing, given its overwhelming value? For example, why did no traditional hunters-gatherers evolve or adopt writing? Among island empires, why did writing arise in Minoan Crete but not in Polynesian Tonga? How many separate times did writing evolve in human history, under what circumstances, and for what uses? Of those peoples who did develop it, why did some do so much earlier than others? For instance, today almost all Japanese and Scandinavians are literate but most Iraqis are not: why did writing nevertheless arise nearly four thousand years earlier in Iraq? The diffusion of writing from its sites of origin also raises important questions. Why, for instance, did it spread to Ethiopia and Arabia from the Fertile Crescent, but not to the Andes from Mexico? Did writing systems spread by being copied, or did existing systems merely inspire neighboring peoples to invent their own systems? Given a writing system that works well for one language, how do you devise a system for a different language? Similar questions arise whenever one tries to understand the origins and spread of many other aspects of human culture—such as technology, religion, and food production. The historian interested in such questions about writing has the advantage that they can often be answered in unique detail by means of the written record itself. We shall therefore trace writing's development not only because of its inherent importance, but also for the general insights into cultural history that it provides. Thethree basic strategies underlying writing systems differ in the size of the speech unit denoted by one written sign: either a single bask sound, a whole syllable, or a whole word. Of these, the one employed BLUEPRINTSAND BORROWED LETTERS • 2. I 7 today by most peoples is the alphabet, which ideally would provide a unique sign (termed a letter) for each basic sound of the language (a phoneme). Actually, most alphabets consist of only about 20 or 30 letters, and most languages have more phonemes than their alphabets have letters. For example, English transcribes about 40 phonemes with a mere 26 letters. Hence most alphabetically written languages, including English, are forced to assign several different phonemes to the same letter and to represent some phonemes by combinations of letters, such as the English two-letter combinations sh and th (each represented by a single letter in the Russian and Greek alphabets, respectively). The second strategy uses so-called logograms, meaning that one written sign stands for a whole word. That's the function of many signs of Chinese writing and of the predominant Japanese writing system (termed kanji). Before the spread of alphabetic writing, systems making much use of logograms were more common and included Egyptian hieroglyphs, Maya glyphs, and Sumerian cuneiform. The third strategy, least familiar to most readers of this book, uses a sign for each syllable. In practice, most such writing systems (termed syllabaries) provide distinct signs just for syllables of one consonant followed by one vowel (like the syllables of the word 'fa-mi-ly'), and resort to various tricks in order to write other types of syllables by means of those signs. Syllabaries were common in ancient times, as exemplified by the Linear B writing of Mycenaean Greece. Some syllabaries persist today, the most important being the kana syllabary that the Japanese use for telegrams, bank statements, and texts for blind readers. I've intentionally termed these three approaches strategies rather than writing systems. No actual writing system employs one strategy exclusively. Chinese writing is not purely logographic, nor is English writing purely alphabetic. Like all alphabetic writing systems, English uses many logograms, such as numerals, $, %, and + : that is, arbitrary signs, not made up of phonetic elements, representing whole words. 'Syllabic' Linear B had many logograms, and 'logographic' Egyptian hieroglyphs included many syllabic signs as well as a virtual alphabet of individual letters for each consonant. inventing a writing system from scratch must have been incomparably more difficult than borrowing and adapting one. The first scribes Z I 8 •GUNS,GERMS, AND STEEL had to settle on basic principles that we now take for granted. For example, they had to figure out how to decompose a continuous utterance into speech units, regardless of whether those units were taken as words, syllables, or phonemes. They had to learn to recognize the same sound or speech unit through all our normal variations in speech volume, pitch, speed, emphasis, phrase grouping, and individual idiosyncrasies of pronunciation. They had to decide that a writing system should ignore all of that variation. They then had to devise ways to represent sounds by symbols. Somehow, the first scribes solved all those problems, without having in front of them any example of the final result to guide their efforts. That task was evidently so difficult that there have been only a few occasions in history when people invented writing entirely on their own. The two indisputably independent inventions of writing were achieved by the Sumerians of Mesopotamia somewhat before 3000 b.c. and by Mexican Indians before 600 b.c. (Figure 12.1); Egyptian writing of 3000 b.c. and Chinese writing (by 1300 b.c.) may also have arisen independently. Probably all other peoples who have developed writing since then have borrowed, adapted, or at least been inspired by existing systems. The independent invention that we can trace in greatest detail is history's oldest writing system, Sumerian cuneiform (Figure 12.1). For thousands of years before it jelled, people in some farming villages of the Fertile Crescent had been using clay tokens of various simple shapes for accounting purposes, such as recording numbers of sheep and amounts of grain. In the last centuries before 3000 b.c., developments in accounting technology, format, and signs rapidly led to the first system of writing. One such technological innovation was the use of flat clay tablets as a convenient writing surface. Initially, the clay was scratched with pointed tools, which gradually yielded to reed styluses for neatly pressing a mark into the tablet. Developments in format included the gradual adoption of conventions whose necessity is now universally accepted: that writing should be organized into ruled rows or columns (horizontal rows for the Sumerians, as for modern Europeans); that the lines should be read in a constant direction (left to right for Sumerians, as for modern Europeans); and that the lines should be read from top to bottom of the tablet rather than vice versa. But the crucial change involved the solution of the problem basic to BLUEPRINTSAND BORROWED LETTERS • 2, I 9 Locations of some scripts mentioned in the text 1. Sumer 9. West Semitic, Phoenician 5. Proto-Elamite 2. Mesoamerica 10. Ethiopian 7. Hittite ?3. China 11. Korea (han'g&l) 8. Indus Valley ??4. Egypt 13. Italy (Roman, Etruscan) 17. Easter Island
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